Compliance/ Regulatory Jobs http://www.executive-i.com The latest from Compliance/ Regulatory Jobs Executive-I Tue, 07 Sep 2010 11:09:04 GMT Executive-i Job Feed http://www.executive-i.com/images/global/logoandstrap.gif http://www.executive-i.com// 435 29 435 29 Executive Jobs from Executive-I Project Manager III - R&D http://www.executive-i.com/executiveJob.htm?jID=83820 Under limited supervision, develops and manages planning of designated multiple projects to ensure that goals of the project are accomplished within prescribed time frame and parameters established. Tue, 31 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83820 Head of Sustainability http://www.executive-i.com/executiveJob.htm?jID=83868 An international Electronics Company is looking for an environmental professional to manage all sustainability (environmental & CSR) issues affecting its products at a European level. Tue, 31 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83868 Senior Manager, Electricity Distribution and Compliance http://www.executive-i.com/executiveJob.htm?jID=83569 The Ofgem (Office of Gas and Electricity Markets) Group regulates the gas and electricity industries in Britain. Our role is to protect consumers and enable them to secure value for money and benefit from reliable supplies. Wed, 25 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83569 Head of Transmission Costs and Outputs http://www.executive-i.com/executiveJob.htm?jID=83473 You will lead, manage and develop the team responsible for carrying out the Cost and Output assessment, as part of the TPCR5 and TPCR4 rollover, as well as overseeing ongoing cost and output work in Transmission, including the development of annual reports. Tue, 24 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83473 investment director http://www.executive-i.com/executiveJob.htm?jID=83982 The Candidate:<br><br>The Investment Director will manage and work closely with others on the team including Investment Managers and Investment Assistants but is also an integral member of the Investment Team. The Investment Director has three main roles: research and analytical work, portfolio management while managing client relationships. The Investment Director is responsible for the management of the portfolios of up to, typically, 100 client relationships mainly private but also may include pension funds and other specialist mandates. The Investment Director must, at all times, endeavour to provide an exceptional level of personal service to his/her clients. An Investment Director is expected to maintain regular contact with his/her clients through correspondence and meetings and start to win new business.<br><br>The ideal candidate is likely to have specific asset class, geographic, sector and company responsibilities and is included in the investment research process. Under the leadership of the CEO, our investment policy, strategy and stock selection is determined through a disciplined research process.<br><br>The Investment Director will also have direct reports and would be responsible for their training, development and welfare within the Company.<br><br>The Investment Director is expected to make significant contribution to the Company’s profitability and to the winning of new clients through all channels including the nurturing of Preferred Partners.<br><br>Key Accountabilities:<br>Clients:<br>• Managing overview of Private Clients, including investment recommendation and portfolio management<br>Investment Management:<br>• Member of investment committee, generation of investment ideas and future fund selection <br>• Management of both discretionary and advisory portfolios<br>• Serve as a filter for all investment opportunities re suitability<br>Research:<br>• Attend all meetings with potential and existing investee products, then;<br>o Undertake detailed due diligence if necessary <br>o Continue monitoring of existing investments<br>Other: <br>• Keep up to date with any relevant training and as deemed appropriate<br>• Other ad hoc duties as requested from time to time<br><br>Experience & Qualifications:<br>• A general understanding of the world economy and world markets<br>• A detailed understanding of the UK economy and the UK markets.<br>• A general understanding of how the UK investment community works.<br>• A specific understanding of how the private client community operates.<br>• The ability to assess an asset class, a fund or an individual company’s investment potential.<br>• A general knowledge of personal taxation rules and investments that optimise client’s individual tax positions and circumstances.<br>• A high level of communication skills to deal with clients, external operators in the investment community, company personnel and subordinates.<br>• Probably at least 10 years experience in the industry.<br><br>Key Competences:<br>• FSA approved/registration <br>• Reliable<br>• Hard working & organised<br>• Ability to work in a fast paced and challenging environment<br>• Flexibility and adaptability<br>• Self driven and motivated<br>• Ability to communicate at all levels of the organisation<br>• Understand requirements of ‘treating customers fairly’<br><br> Fri, 03 Sep 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83982 Executive - Corporate Risk Management - City Based Bank http://www.executive-i.com/executiveJob.htm?jID=83912 City based International Bank seeks exceptional individual to join their Risk Management Department.<br><br>The role involves the coordination and facilitation of the New Products Approval process for their London and EMEA offices. Ability to prioritise workloads and work independently is essential along with previous understanding of wholesale banking products (FX, MM, Derivatives, etc) and basic principles of risk management (Market Risk, Credit Risk, Operational Risk, etc). Wed, 01 Sep 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83912 Managing Consultant – Regulatory Strategy, Risk & Compliance http://www.executive-i.com/executiveJob.htm?jID=83096 Leading international consulting firm requires top calibre candidates specialising in risk & compliance, to advise and deliver regulatory compliant operational and business change programmes Wed, 01 Sep 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83096 Assurance Consultant/ Manager http://www.executive-i.com/executiveJob.htm?jID=83874 Third Party Assurance Consultant/Manager-ISO27001: My client, a genuine market leader in the assurance consulting space, are looking to recruit an experienced consultant to join their information protection team. Tue, 31 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83874 R2R Process Manager - Chartered Accountant http://www.executive-i.com/executiveJob.htm?jID=83599 We have a rare and exciting opportunity for a highly motivated and ambitious individual who is looking to make an impact within a fast-paced and newly established shared services organisation. Thu, 26 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83599 Head of Compliance, Service and Support http://www.executive-i.com/executiveJob.htm?jID=83556 Our client is a progressive employability and skills provider working in partnership within a Government funded environment, supporting corporations and SMEs on a contracted and out-sourced basis. Wed, 25 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83556 Head of Environment, Quality & Safety http://www.executive-i.com/executiveJob.htm?jID=83315 One of the UK's leading integrated waste management companies is looking to recruit an experienced Head of Environment, Quality & Safety. Fri, 20 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83315 Senior Customer Relations Manager / Senior Contact Centre Manager http://www.executive-i.com/executiveJob.htm?jID=83147 Senior Customer Relations Manager / Senior Contact Centre Manager<br><br>£46-£55,000 base plus car allowance + bonus + benefits Tue, 17 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=83147 Finance Transformation Consulting Leader http://www.executive-i.com/executiveJob.htm?jID=82961 Expanding and highly successful consulting practice seeks ambitious finance transformation consultant to lead growing practice Thu, 12 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=82961 Solvency II - Pillar 2 and Pillar 3 http://www.executive-i.com/executiveJob.htm?jID=82986 This is a career enhancing role developing Pillar 2 and Pillar 3 for UK Insurers to meet the ever evolving regulatory demands of Solvency II.... Thu, 12 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=82986 Life Actuary - (Solvency II Pillar 1) http://www.executive-i.com/executiveJob.htm?jID=82987 Our client is searching for a Life Insurance specialist from either a Quantative or Actuarial background to join their team. Working alongside their European... Thu, 12 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=82987 Modeller (Life or Non-Life) http://www.executive-i.com/executiveJob.htm?jID=82988 Our client is searching for an actuarial modeller (Life or Non Life) to join their Internal Model team in London. Working alongside their European... Thu, 12 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=82988 Economic Capital - Manager http://www.executive-i.com/executiveJob.htm?jID=82989 Career enhancing role to join this highly specialised Economic Capital team as they forge ahead in preparation for Solvency II. Here you will be... Thu, 12 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=82989 Managing Consultant – Investment Management http://www.executive-i.com/executiveJob.htm?jID=82885 Leading international consulting firm requires top calibre candidates specialising in wealth/asset management, to undertake strategic planning and development, operational and business change, and client management. Wed, 11 Aug 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=82885 Director, Healthcare and Business Compliance http://www.executive-i.com/executiveJob.htm?jID=81735 The Successful candidate will have knowledge of the content and recent history of enforcement of laws and regulations governing the promotion of pharmaceutical products across Europe... Thu, 22 Jul 2010 23:00:00 GMT http://www.executive-i.com/executiveJob.htm?jID=81735